Senior Compliance Manager/Adviser – Private Markets & Wealth

Senior Compliance Manager/Adviser – Private Markets & Wealth

Client Description

Our client is a highly active, multi-strategy investment platform operating across private markets and wealth management. With a sharp focus on deal velocity, regulatory alignment, and commercial integrity

Overview 

To support the strategic expansion of our client's initiatives in private market funds and wealth client services, we are seeking a seasoned compliance professional for a fractional engagement. This role addresses a critical capacity constraint and ensures robust regulatory guidance across fast-scaling business lines.

Key Responsibilities

• Provide technical advisory support across Wealth and Private Market transactions in the context of compliance.

• Interpret regulatory frameworks within a complex commercial context.

• Partner with client-facing and legal teams to ensure compliant deal structuring.

• Guide implementation of risk mitigation strategies tied to new product rollouts and fund launches.

Profile Requirements

• Minimum 10 years’ experience in financial services compliance, preferably within wealth management and alternative investments.

• Proven ability to translate regulation into business-aligned recommendations.

• Deep knowledge of MiFID II, AML/KYC, ESG disclosure, and private placement regimes.

• Comfortable working cross-functionally and advising C-suite stakeholders.

Engagement Model

• Flexible fractional role (2–3 days/week)

• Can be London based with flexibility 

• Initial 6-month term with potential for renewal

Activity: Analyst, Other Specialist, Risk Manager

Sector: Regtech, Financial Services, Fintech, Business Services, Insurance

Skills: Regulatory Reporting, KYC / AML, Consulting, Reporting Systems, Risk Management

Years of Experience: 5-9 years, 10-14 years, 15+ years, 0-4 years

Region: EU, Europe - non EU, UK